NASDAQ & NYSE EXCHANGE COMPLIANCE PROTOCOLS ACTIVE — ESCALATION TEAM SLOTS AVAILABLE
Hilma af Klint - The Ten Largest, No. 3, Youth
Crisis Response Unit • Public Issuers

NASDAQ & Public Issuer Compliance Counsel

Facing an Exchange Delisting Notice, Corporate Governance Emergency, or Activist Investor Proxy Threat? Secure Immediate Counsel.

Request a Same-Day Legal Strategy Call

Upfront Corporate Trust Filter

Initial emergency reviews and listing compliance audits require a flat upfront diagnostic consult fee ($750) collected via our secure portal. Zero free consultations. We only schedule calls for commercially serious entities facing active listing or proxy distress.

Destiny Aigbe, Esq.

Public Markets Counsel

  • Vanderbilt Law School (J.D. Certificate in Law & Business)
  • Bank of America M&A Analyst (Energy & Power transactions)
  • U.S. Department of Defense (Specialized Legal Counsel)
  • U.S. Department of State (Baghdad Deployment 2012)
  • National Institutes of Health (SBIR Contracts Manager)

We Stabilize Public Market Positioning.

Microcap, nanocap, and smaller reporting public issuers operate in a volatile legal ecosystem. Our practice stabilizes your exchange positioning by aligning seasoned business litigation defense with hyper-technical securities fluency.

We protect board integrity, navigate compliance with the DTC, OTC Markets, NASDAQ, and NYSE, and ensure your 10-K, 10-Q, and 8-K reporting workflows are defended from toxic shareholder exposure and regulatory clawbacks.

Urgent Problems We Resolve

Defense workflows built to handle exchange, board, and disclosure emergencies.

I

Delisting Notice Appeals

Drafting formal appeals and representing microcap issuers before NASDAQ, NYSE American, and OTC Markets hearing panels.

II

Boardroom Control Battles

Deflecting activist investor takeovers, defending board structures, and resolving internal director conflicts.

III

Fiduciary Duty Litigation

Representing officers, directors, and majority/minority shareholders in high-stakes breach of fiduciary duty lawsuits.

IV

Material Disclosure Halts

Navigating SEC and exchange trading suspensions, addressing disclosure emergencies, and preventing listing halts.

V

Proxy Contests & Control

Structuring proxy statements, change of control provisions, and shielding companies from toxic stock dilution schemes.

VI

Alternative Reporting Repair

Resolving OTC Pink and OTCQB reporting errors, filing late disclosures, and clearing compliance bottlenecks.

Jurisdictional Authority

  • District of Columbia Bar Active Member, D.C. Bar Association
  • State of Colorado Admitted to Practice
  • Federal US District Courts District of Columbia & District of Colorado
  • Pro Hac Vice Representation Admitted to represent clients in Maryland and Virginia matters

Academic & Corporate Foundation

  • Vanderbilt Law School J.D., specialized in M&A, Finance, and Corporate Law
  • University of Maryland B.S. in Finance, Robert H. Smith School of Business (With Honors)
  • Bank of America Merrill Lynch Cross-border analytics for energy, power, and utility M&A transactions
  • National Institutes of Health (NIH) Oversaw bio-tech and nano-tech SBIR government contracts

Defend Your Market Capitalization

Board control and exchange status are fragile. Connect with technical securities litigators immediately.

Request a Same-Day Legal Strategy Call